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In ForceFCA · UK · Guidance

FCA Good and Poor Practice: AI in Financial Services

The FCA has published guidance on good and poor practice for AI use in financial services, drawing on supervisory work and AI Lab initiatives. The guidance clarifies how existing rules (PRIN, SYSC, Consumer Duty, SM&CR, operational resilience) apply to AI deployment and sets expectations across governance, accountability, consumer protection, and third-party risk.

Published
19 October 2026
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